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FIRST DATA CORP filed this Form SD on 05/31/2018
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UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

FORM SD

Specialized Disclosure Report

 

First Data Corporation

(Exact Name of Registrant as Specified in its Charter)


 

Commission File Number: 001-11073

 

Delaware

 

47-0731996

(State or other Jurisdiction
of Incorporation)

 

(I.R.S. Employer
Identification Number)

 

225 Liberty Street, 29th Floor

New York, New York 10281
(Address of principal executive offices, including zip code)

 

(800) 735-3362

(Registrant’s telephone number, including area code)

 

Not Applicable
(Former name or former address, if changed since last report.)

 


 

Check the appropriate box to indicate the rule pursuant to which this form is being filed, and provide the period to which the information in this form applies:

 

x                                  Rule 13p-1 under the Securities Exchange Act (17 CFR 240.13p-1) for the reporting period from January 1 to December 31, 2017

 

 

 



 

Section 1 — Conflict Minerals Disclosure

 

Item 1.01              Conflict Minerals Disclosure and Report

 

A copy of First Data Corporation’s Conflict Minerals Report for the reporting period January 1, 2017 to December 31, 2017 is provided as Exhibit 1.01 to this Form SD and is publically available at www.firstdata.com under “Investor Relations,” “Corporate Governance,” and “Conflict Minerals Report.”

 

Item 1.02              Exhibit

 

As required by Item 1.01 of this Form SD, a Conflict Minerals Report has been filed as Exhibit 1.01 to this Form SD.

 

Section 2 — Exhibits

 

Item 2.01              Exhibits

 

The following exhibit is filed as part of this Form SD:

 

Exhibit 1.01 — Conflict Minerals Report for the reporting period January 1, 2017 to December 31, 2017.

 

SIGNATURES

 

Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

 

 

FIRST DATA CORPORATION

 

 

 

 

 

 

 

By:

/s/ Adam Rosman

 

 

Adam Rosman

 

 

Executive Vice President, General Counsel and Secretary

 

 

Date: May 31, 2018

 

 

2


Exhibit 1.01

 

First Data Corporation

Conflict Minerals Report

2017

 

This Conflict Minerals Report of First Data Corporation (“First Data”, “we” “our” or “the company”)  has been prepared in accordance with Rule 13p-1 and Form SD (the Rule) promulgated under the Securities Exchange Act of 1934 for the reporting period January 1, 2017 through December 31, 2017.

 

Background

 

In 2010, the Dodd Frank Wall Street Reform and Consumer Protection Act (the Act) was enacted, predominately focused on financial regulatory reform.  Section 1502 of the Act specifically relates to Conflict Minerals, as implemented in accordance with Rule 13p-1 under the Securities and Exchange Act of 1934, and as promulgated by the Securities and Exchange Commission (SEC).  The Rule requires SEC registrants to make annual disclosures each calendar year, where Conflict Minerals are necessary to the functionality or production of a product manufactured by the SEC registrant, including if the products are contracted by the registrant to be manufactured on their behalf by suppliers or other third-parties.  Conflict Minerals covered by the Rule consist of gold, columboite-tantalite (coltan), cassiterite, and wolframite, including their derivatives consisting of tin, tungsten, and tantalum (collectively, Conflict Minerals).

 

Where the registrant determines that Conflict Minerals are necessary to the functionality or production of the product, the registrant is required to file Form SD with the SEC for the reporting calendar year, after conducting a good faith review, which includes a reasonable country of origin inquiry (RCOI).  The RCOI is reasonably designed to determine whether any Conflict Minerals originated in the Democratic Republic of Congo (DRC) or other adjoining countries as described within the Rule, (i.e. the Republic of Congo, the Central African Republic, South Sudan, Uganda, Rwanda, Burundi, Tanzania, Zambia and Angola) (collectively, Covered Countries) and not from recycled or scrap sources.  These countries have been identified as higher risk regions where armed groups engage in mining operations, committing human rights abuses of indigenous workers, and using the proceeds of Conflict Minerals mining to perpetuate conflict.  Industry associations including, the Organization for Economic Co-operation and Development (OECD), the Electronic Industry Citizenship Coalition (EICC), and the Global e-Sustainability Initiative (GeSI) promote programs and global awareness to address Conflict Minerals risks.

 

First Data has performed a good faith Country of Origin Inquiry and continues to work closely with our suppliers to meet industry standards on responsible mineral sourcing.  Based upon this review, certain surveyed suppliers have reported limitations in their ability to map the entirety of their supply-chains with regard to the origin and chain of custody of Conflict Minerals necessary for the functionality or production of our products in all circumstances.  The following is a summary of the RCOI.  This Report is not audited, nor is an independent private sector audit required for this Report under current SEC guidance.

 

1.                 Company Overview

 

First Data is a global provider of electronic commerce and payment solutions for merchants, financial institutions, and card issuers. We offer clients a complete array of integrated solutions, covering needs across next-generation commerce technologies, merchant acquiring, issuing, and network solutions. The company operates through three primary business segments: Global Business Solutions (GBS), Global Financial Solutions (GFS) and Network & Security Solutions (NSS).

 

·                  GBS — provides retail point-of-sale (POS) merchant acquiring and eCommerce services and well as next generation offerings such as mobile payment services, webstore-in-a-box solutions, and our Clover point-of-sale operating system.

 



 

·                  GFS — provides credit solutions for bank and non-bank issuers.  These include credit and retail private-label card processing within the U.S. and international markets.  GFS also provides financial clients with a suite of related services including card personalization and embossing, statement printing, remittance processing and other client services.

 

·                  NSS — provides a wide range of solutions to clients in both GBS and GFS business segments, and other enterprise clients.  Solutions include, electronic funds transfer (EFT), network solutions, such as STAR Networks debit processing solutions, and stored value network solutions, such as Money Network, Closed Loop, Gift and other products related to security and fraud protection solutions.

 

With respect to First Data’s products that contain Conflict Minerals, we are multiple sub-suppliers removed from the originating source of the Conflict Minerals, which are obtained by our direct suppliers’ through their downstream supply-chains.  These supply-chains may include additional intermediary suppliers and/or distributors, smelters, refiners or mines.  First Data does not directly purchase Conflict Minerals from these underlying sources.  However, based upon an RCOI review, we have determined that we contract to manufacture point-of-sale devices, and payment cards, including EMV chip enabled payment cards (collectively, “Covered Products”) that contain, or likely contain Conflict Minerals, and that such Conflict Minerals contained within those products are necessary for the functionality or production of the Covered Products.

 

2.                 Reasonable Country of Origin Inquiry

 

In accordance with the Rules, we conducted a good faith RCOI regarding the use of Conflict Minerals that was reasonably designed to determine whether any of the Conflict Minerals originated in the Covered Countries, and whether any of the Conflict Minerals may be from recycled or scrap sources. To conduct the RCOI, we: (1) identified product categories and parts in those categories that may contain Conflict Minerals; (2) identified our direct suppliers who manufactured or supplied those products or parts; (3) reviewed supplier information with our internal sourcing team; and (4) contacted each supplier and requested information on: (i) the Conflict Minerals that may be contained within the products and (ii) the source of the Conflict Minerals, including smelter/refinery information.

 

First Data does not have a direct relationship with downstream smelters and/or refiners within our direct suppliers’ supply-chain.  Accordingly, we rely on our direct suppliers to complete the Electronic Industry Citizenship Coalition Global e-Sustainability Initiative (EICC-GeSI) Conflict Minerals Reporting Template (CMRT). Based upon the structure of our supply-chain and the lack of direct access to sub-tier suppliers, we rely on our direct suppliers to provide information on the origin of the Conflict Minerals contained in products or parts purchased from them by conducting a supply-chain survey using the CMRT.

 

We received responses from most, but not all suppliers.  Additionally, some supplier responses were incomplete, or the supplier was unable to obtain all necessary information from their downstream suppliers in order to verify the origin of Conflict Minerals.  In such instances, Frist Data communicated to these suppliers seeking additional information and requested that they use best efforts in obtaining information from downstream suppliers.  We continue to work with our suppliers to improve the quality and thoroughness of information received from survey responses.

 

In cases where our suppliers have not adequately confirmed or identified the source or origin of Conflict Minerals in our Covered Products, it is possible that such Conflict Minerals may have originated in Covered Countries and are not from scrap or recycled sources.

 



 

3.                 Due Diligence

 

First Data’s due diligence framework is based upon OECD Due Diligence Guidance for Responsible Supply Chains of Minerals from Conflict-Affected and High-Risk Areas.  Generally, the framework is comprised of the following elements: 1) Management System/Process; 2) Identification and Assessment of Supply Chain Risks; 3) Process in Working with Suppliers to address Identified Risks; 4) Leveraging Available Industry Information on Independent Third-Party Audits of Smelter and Refiner’s Due Diligence Practices and 5) Coordination with Suppliers to Improve Conflict Mineral Practices.

 

6.             Additional Risk Factors

 

The statements above are based on First Data’s RCOI performed in good faith. These statements are based on information collected by suppliers and other related third parties that may have been collected by the supplier(s) as part of the RCOI review.  As a result, a number of factors may impact or otherwise affect First Data’s Conflict Minerals reporting.

 

These factors include, but are not limited to, incomplete supplier data, incomplete smelter data, errors or omissions by suppliers in responding to Conflict Minerals informational survey requests, suppliers or smelters within a direct supplier’s supply-chain that that have failed to provide information or have provided incomplete information, errors or omissions by smelters, errors in publicly available data, oversights or errors in conflict free smelter audits, DRC sourced materials being declared secondary materials, illegally tagged DRC conflict minerals being introduced into the supply-chain, companies no longer in a business relationship with First Data who have not provided Conflict Minerals information, certification programs not being equally advanced for all industry segments and metals, and smuggling of DRC conflict minerals to countries beyond the scope of Covered Countries.

 

List of Smelters or Refiners (SOR)

 

Annex I below provides the listing of SORs used to process Conflict Minerals contained in this Report and the corresponding SOR country location.  The SORs identified in Annex I was obtained from the publically available CFSP website, and is based upon information used by the CFSI in reviewing SORs.

 

Annex II is a listing of the Country of Origin for the Conflict Minerals.

 



 

Annex I

 

Metal

 

Smelter Name

 

Smelter Country

Gold

 

Abington Reldan Metals, LLC

 

UNITED STATES OF AMERICA

Gold

 

Advanced Chemical Company

 

UNITED STATES OF AMERICA

Gold

 

Aida Chemical Industries Co., Ltd.

 

JAPAN

Gold

 

Al Etihad Gold Refinery DMCC

 

UNITED ARAB EMIRATES

Gold

 

Allgemeine Gold-und Silberscheideanstalt A.G.

 

GERMANY

Gold

 

Almalyk Mining and Metallurgical Complex (AMMC)

 

UZBEKISTAN

Gold

 

AngloGold Ashanti Córrego do Sítio Mineração

 

BRAZIL

Gold

 

Argor-Heraeus S.A.

 

SWITZERLAND

Gold

 

Asahi Pretec Corp.

 

JAPAN

Gold

 

Asahi Refining Canada Ltd.

 

CANADA

Gold

 

Asahi Refining USA Inc.

 

UNITED STATES

Gold

 

Asaka Riken Co., Ltd.

 

JAPAN

Gold

 

Atasay Kuyumculuk Sanayi Ve Ticaret A.S.

 

TURKEY

Gold

 

AU Traders and Refiners

 

SOUTH AFRICA

Gold

 

Aurubis AG

 

GERMANY

Gold

 

Bangalore Refinery

 

INDIA

Gold

 

Bangko Sentral ng Pilipinas (Central Bank of the Philippines)

 

PHILIPPINES

Gold

 

Boliden AB

 

SWEDEN

Gold

 

C. Hafner GmbH + Co. KG

 

GERMANY

Gold

 

Caridad

 

MEXICO

Gold

 

CCR Refinery - Glencore Canada Corporation

 

CANADA

Gold

 

Cendres + Metaux S.A.

 

SWITZERLAND

Gold

 

Chimet S.p.A.

 

ITALY

Gold

 

China’s Shandong Gold Mining Co., Ltd

 

CHINA

Gold

 

Chugai Mining

 

JAPAN

Gold

 

Daejin Indus Co., Ltd.

 

KOREA, REPUBLIC OF

Gold

 

Daye Non-Ferrous Metals Mining Ltd.

 

CHINA

Gold

 

Degussa Sonne / Mond Goldhandel GmbH

 

GERMANY

Gold

 

DODUCO Contacts and Refining GmbH

 

GERMANY

Gold

 

Dowa

 

JAPAN

Gold

 

DSC (Do Sung Corporation)

 

KOREA, REPUBLIC OF

Gold

 

Eco-System Recycling Co., Ltd.

 

JAPAN

Gold

 

Elemetal Refining, LLC

 

UNITED STATES OF AMERICA

Gold

 

Emirates Gold DMCC

 

UNITED ARAB EMIRATES

Gold

 

Fidelity Printers and Refiners Ltd.

 

ZIMBABWE

Gold

 

FSE Novosibirsk Refinery

 

RUSSIAN FEDERATION

 



 

Gold

 

GCC Gujrat Gold Centre Pvt. Ltd.

 

INDIA

Gold

 

Geib Refining Corporation

 

UNITED STATES OF AMERICA

Gold

 

Gold Refinery of Zijin Mining Group Co., Ltd.

 

CHINA

Gold

 

Great Wall Precious Metals Co., Ltd. of CBPM

 

CHINA

Gold

 

Guangdong Jinding Gold Limited

 

CHINA

Gold

 

Guoda Safina High-Tech Environmental Refinery Co., Ltd.

 

CHINA

Gold

 

Hangzhou Fuchunjiang Smelting Co., Ltd.

 

CHINA

Gold

 

HeeSung Metal Ltd.

 

KOREA, REPUBLIC OF

Gold

 

Heimerle + Meule GmbH

 

GERMANY

Gold

 

Heraeus Metals Hong Kong Ltd.

 

CHINA

Gold

 

Heraeus Precious Metals GmbH & Co. KG

 

GERMANY

Gold

 

Hunan Chenzhou Mining Co., Ltd.

 

CHINA

Gold

 

HwaSeong CJ CO., LTD.

 

KOREA, REPUBLIC OF

Gold

 

Inner Mongolia Qiankun Gold and Silver Refinery Share Co., Ltd.

 

CHINA

Gold

 

Ishifuku Metal Industry Co., Ltd.

 

JAPAN

Gold

 

Istanbul Gold Refinery

 

TURKEY

Gold

 

Italpreziosi

 

ITALY

Gold

 

Japan Mint

 

JAPAN

Gold

 

Jiangxi Copper Co., Ltd.

 

CHINA

Gold

 

Johnson Matthey Inc.

 

UNITED STATES OF AMERICA

Gold

 

Johnson Matthey Limited

 

CANADA

Gold

 

JSC Ekaterinburg Non-Ferrous Metal Processing Plant

 

RUSSIAN FEDERATION

Gold

 

JSC Uralelectromed

 

RUSSIAN FEDERATION

Gold

 

JX Nippon Mining & Metals Co., Ltd.

 

JAPAN

Gold

 

Kaloti Precious Metals

 

UNITED ARAB EMIRATES

Gold

 

Kazakhmys Smelting LLC

 

KAZAKHSTAN

Gold

 

Kazzinc

 

KAZAKHSTAN

Gold

 

Kennecott Utah Copper LLC

 

UNITED STATES OF AMERICA

Gold

 

KGHM Polska Miedz Spolka Akcyjna

 

POLAND

Gold

 

Kojima Chemicals Co., Ltd.

 

JAPAN

Gold

 

Korea Zinc Co., Ltd.

 

KOREA, REPUBLIC OF

Gold

 

Kyrgyzaltyn JSC

 

KYRGYZSTAN

Gold

 

Kyshtym Copper-Electrolytic Plant ZAO

 

RUSSIAN FEDERATION

Gold

 

L’azurde Company For Jewelry

 

SAUDI ARABIA

Gold

 

Lingbao Gold Co., Ltd.

 

CHINA

Gold

 

Lingbao Jinyuan Tonghui Refinery Co., Ltd.

 

CHINA

Gold

 

L’Orfebre S.A.

 

ANDORRA

Gold

 

LS-NIKKO Copper Inc.

 

KOREA, REPUBLIC OF

Gold

 

Luoyang Zijin Yinhui Gold Refinery Co., Ltd.

 

CHINA

Gold

 

Marsam Metals

 

BRAZIL

 



 

Gold

 

Materion

 

UNITED STATES OF AMERICA

Gold

 

Matsuda Sangyo Co., Ltd.

 

JAPAN

Gold

 

Metalor Technologies (Hong Kong) Ltd.

 

CHINA

Gold

 

Metalor Technologies (Singapore) Pte., Ltd.

 

SINGAPORE

Gold

 

Metalor Technologies (Suzhou) Ltd.

 

CHINA

Gold

 

Metalor Technologies S.A.

 

SWITZERLAND

Gold

 

Metalor USA Refining Corporation

 

UNITED STATES OF AMERICA

Gold

 

Metalurgica Met-Mex Penoles S.A. De C.V.

 

MEXICO

Gold

 

Mitsubishi Materials Corporation

 

JAPAN

Gold

 

Mitsui Mining and Smelting Co., Ltd.

 

JAPAN

Gold

 

MMTC-PAMP India Pvt., Ltd.

 

INDIA

Gold

 

Modeltech Sdn Bhd

 

MALAYSIAz

Gold

 

Morris and Watson

 

NEW ZEALAND

Gold

 

Morris and Watson Gold Coast

 

AUSTRALIA

Gold

 

Moscow Special Alloys Processing Plant

 

RUSSIAN FEDERATION

Gold

 

Nadir Metal Rafineri San. Ve Tic. A.Ş.

 

TURKEY

Gold

 

Navoi Mining and Metallurgical Combinat

 

UZBEKISTAN

Gold

 

Nihon Material Co., Ltd.

 

JAPAN

Gold

 

Ogussa Osterreichische Gold- und Silber-Scheideanstalt GmbH

 

AUSTRIA

Gold

 

Ohura Precious Metal Industry Co., Ltd.

 

JAPAN

Gold

 

OJSC “The Gulidov Krasnoyarsk Non-Ferrous Metals Plant” (OJSC Krastsvetmet)

 

RUSSIAN FEDERATION

Gold

 

OJSC Novosibirsk Refinery

 

RUSSIAN FEDERATION

Gold

 

PAMP S.A.

 

SWITZERLAND

Gold

 

Pease & Curren

 

UNITED STATES OF AMERICA

Gold

 

Penglai Penggang Gold Industry Co., Ltd.

 

CHINA

Gold

 

Prioksky Plant of Non-Ferrous Metals

 

RUSSIAN FEDERATION

Gold

 

PT Aneka Tambang (Persero) Tbk

 

INDONESIA

Gold

 

PX Précinox S.A.

 

SWITZERLAND

Gold

 

Rand Refinery (Pty) Ltd.

 

SOUTH AFRICA

Gold

 

Refinery of Seemine Gold Co., Ltd.

 

CHINA

Gold

 

Remondis Argentia B.V.

 

NETHERLANDS

Gold

 

Republic Metals Corporation

 

UNITED STATES OF AMERICA

Gold

 

Royal Canadian Mint

 

CANADA

Gold

 

SAAMP

 

FRANCE

Gold

 

Sabin Metal Corp.

 

UNITED STATES OF AMERICA

Gold

 

SAFINA A.S.

 

CZECH REPUBLIC

Gold

 

Sai Refinery

 

INDIA

Gold

 

Samduck Precious Metals

 

KOREA, REPUBLIC OF

 



 

Gold

 

Samwon Metals Corp.

 

KOREA, REPUBLIC OF

Gold

 

SAXONIA Edelmetalle GmbH

 

GERMANY

Gold

 

Schone Edelmetaal B.V.

 

NETHERLANDS

Gold

 

SEMPSA Joyería Platería S.A.

 

SPAIN

Gold

 

Shandong Tiancheng Biological Gold Industrial Co., Ltd.

 

CHINA

Gold

 

Shandong Zhaojin Gold & Silver Refinery Co., Ltd.

 

CHINA

Gold

 

Sichuan Tianze Precious Metals Co., Ltd.

 

CHINA

Gold

 

Singway Technology Co., Ltd.

 

TAIWAN

Gold

 

So Accurate Group, Inc.

 

UNITED STATES OF AMERICA

Gold

 

SOE Shyolkovsky Factory of Secondary Precious Metals

 

RUSSIAN FEDERATION

Gold

 

Solar Applied Materials Technology Corp.

 

TAIWAN

Gold

 

Sudan Gold Refinery

 

SUDAN

Gold

 

Sumitomo Metal Mining Co., Ltd.

 

JAPAN

Gold

 

SungEel HiMetal Co., Ltd.

 

KOREA, REPUBLIC OF

Gold

 

T.C.A S.p.A

 

ITALY

Gold

 

Tanaka Denshi Kogyo K.K

 

JAPAN

Gold

 

Tanaka Kikinzoku Kogyo K.K.

 

JAPAN

Gold

 

The Great Wall Gold and Silver Refinery of China

 

CHINA

Gold

 

The Refinery of Shandong Gold Mining Co., Ltd.

 

CHINA

Gold

 

Tokuriki Honten Co., Ltd.

 

JAPAN

Gold

 

Tongling Nonferrous Metals Group Co., Ltd.

 

CHINA

Gold

 

Tony Goetz NV

 

BELGIUM

Gold

 

TOO Tau-Ken-Altyn

 

KAZAKHSTAN

Gold

 

Torecom

 

KOREA, REPUBLIC OF

Gold

 

Umicore Brasil Ltda.

 

BRAZIL

Gold

 

Umicore Precious Metals Thailand

 

THAILAND

Gold

 

Umicore S.A. Business Unit Precious Metals Refining

 

BELGIUM

Gold

 

United Precious Metal Refining, Inc.

 

UNITED STATES OF AMERICA

Gold

 

Universal Precious Metals Refining Zambia

 

ZAMBIA

Gold

 

Valcambi S.A.

 

SWITZERLAND

Gold

 

Western Australian Mint (T/a The Perth Mint)

 

AUSTRALIA

Gold

 

WIELAND Edelmetalle GmbH

 

GERMANY

Gold

 

Xstrata

 

CANADA

Gold

 

Yamamoto Precious Metal Co., Ltd.

 

JAPAN

Gold

 

Yokohama Metal Co., Ltd.

 

JAPAN

Gold

 

Yunnan Copper Industry Co., Ltd.

 

CHINA

Gold

 

Zhongyuan Gold Smelter of Zhongjin Gold Corporation

 

CHINA

Gold

 

Zijin Mining Industry Corporation

 

CHINA

Tantalum

 

Changsha South Tantalum Niobium Co., Ltd.

 

CHINA

Tantalum

 

Conghua Tantalum and Niobium Smeltry

 

CHINA

Tantalum

 

D Block Metals, LLC

 

UNITED STATES OF AMERICA

 



 

Tantalum

 

Duoluoshan

 

CHINA

Tantalum

 

Exotech Inc.

 

UNITED STATES OF AMERICA

Tantalum

 

F&X Electro-Materials Ltd.

 

CHINA

Tantalum

 

FIR Metals & Resource Ltd.

 

CHINA

Tantalum

 

Global Advanced Metals Aizu

 

JAPAN

Tantalum

 

Global Advanced Metals Boyertown

 

UNITED STATES OF AMERICA

Tantalum

 

Guangdong Rising Rare Metals-EO Materials Ltd.

 

CHINA

Tantalum

 

Guangdong Zhiyuan New Material Co., Ltd.

 

CHINA

Tantalum

 

H.C. Starck Co., Ltd.

 

THAILAND

Tantalum

 

H.C. Starck Hermsdorf GmbH

 

GERMANY

Tantalum

 

H.C. Starck Inc.

 

UNITED STATES OF AMERICA

Tantalum

 

H.C. Starck Ltd.

 

JAPAN

Tantalum

 

H.C. Starck Smelting GmbH & Co. KG

 

GERMANY

Tantalum

 

H.C. Starck Tantalum and Niobium GmbH

 

GERMANY

Tantalum

 

Hengyang King Xing Lifeng New Materials Co., Ltd.

 

CHINA

Tantalum

 

Jiangxi Dinghai Tantalum & Niobium Co., Ltd.

 

CHINA

Tantalum

 

Jiangxi Tuohong New Raw Material

 

CHINA

Tantalum

 

JiuJiang JinXin Nonferrous Metals Co., Ltd.

 

CHINA

Tantalum

 

Jiujiang Nonferrous Metals Smelting Company Limited

 

CHINA

Tantalum

 

Jiujiang Zhongao Tantalum & Niobium Co., Ltd.

 

CHINA

Tantalum

 

KEMET Blue Metals

 

MEXICO

Tantalum

 

KEMET Blue Powder

 

UNITED STATES OF AMERICA

Tantalum

 

King-Tan Tantalum Industry Ltd.

 

CHINA

Tantalum

 

LSM Brasil S.A.

 

BRAZIL

Tantalum

 

Metallurgical Products India Pvt., Ltd.

 

INDIA

Tantalum

 

Mineração Taboca S.A.

 

BRAZIL

Tantalum

 

Mitsui Mining and Smelting Co., Ltd.

 

JAPAN

Tantalum

 

Molycorp Silmet A.S.

 

ESTONIA

Tantalum

 

Ningxia Orient Tantalum Industry Co., Ltd.

 

CHINA

Tantalum

 

NPM Silmet AS

 

ESTONIA

Tantalum

 

Power Resources Ltd.

 

MACEDONIA, THE FORMER YUGOSLAV REPUBLIC OF

Tantalum

 

QuantumClean

 

UNITED STATES

Tantalum

 

Resind Industria e Comercio Ltda.

 

BRAZIL

Tantalum

 

RFH Tantalum Smeltery Co., Ltd./Yanling Jincheng Tantalum & Niobium Co., Ltd.

 

CHINA

Tantalum

 

Solikamsk Magnesium Works OAO

 

RUSSIAN FEDERATION

Tantalum

 

Taki Chemical Co., Ltd.

 

JAPAN

Tantalum

 

Telex Metals

 

UNITED STATES OF AMERICA

 



 

Tantalum

 

Ulba Metallurgical Plant JSC

 

KAZAKHSTAN

Tantalum

 

XinXing HaoRong Electronic Material Co., Ltd.

 

CHINA

Tantalum

 

Yichun Jin Yang Rare Metal Co., Ltd.

 

CHINA

Tin

 

Alpha

 

UNITED STATES OF AMERICA

Tin

 

An Vinh Joint Stock Mineral Processing Company

 

VIET NAM

Tin

 

Chengfeng Metals Co Pte Ltd

 

CHINA

Tin

 

Chenzhou Yunxiang Mining and Metallurgy Co., Ltd.

 

CHINA

Tin

 

Chifeng Dajingzi Tin Industry Co., Ltd.

 

CHINA

Tin

 

China Rare Metal Material Co., Ltd.

 

CHINA

Tin

 

China Tin Group Co., Ltd.

 

CHINA

Tin

 

CNMC (Guangxi) PGMA Co., Ltd.

 

CHINA

Tin

 

Cookson

 

UNITED STATES

Tin

 

CV Ayi Jaya

 

INDONESIA

Tin

 

CV Dua Sekawan

 

INDONESIA

Tin

 

CV Gita Pesona

 

INDONESIA

Tin

 

CV Nurjanah

 

INDONESIA

Tin

 

CV Serumpun Sebalai

 

INDONESIA

Tin

 

CV Tiga Sekawan

 

INDONESIA

Tin

 

CV United Smelting

 

INDONESIA

Tin

 

CV Venus Inti Perkasa

 

INDONESIA

Tin

 

Dowa

 

JAPAN

Tin

 

Electro-Mechanical Facility of the Cao Bang Minerals & Metallurgy Joint Stock Company

 

VIET NAM

Tin

 

EM Vinto

 

BOLIVIA

Tin

 

Empressa Nacional de Fundiciones (ENAF)

 

BOLIVIA

Tin

 

Estanho de Rondonia S.A.

 

BRAZIL

Tin

 

Fenix Metals

 

POLAND

Tin

 

Gejiu Fengming Metallurgy Chemical Plant

 

CHINA

Tin

 

Gejiu Jinye Mineral Company

 

CHINA

Tin

 

Gejiu Kai Meng Industry and Trade LLC

 

CHINA

Tin

 

Gejiu Non-Ferrous Metal Processing Co., Ltd.

 

CHINA

Tin

 

Gejiu Yunxin Nonferrous Electrolysis Co., Ltd.

 

CHINA

Tin

 

Gejiu Zili Mining And Metallurgy Co., Ltd.

 

CHINA

Tin

 

Guangdong Hanhe Non-Ferrous Metal Co., Ltd.

 

CHINA

Tin

 

Guanyang Guida Nonferrous Metal Smelting Plant

 

CHINA

Tin

 

HuiChang Hill Tin Industry Co., Ltd.

 

CHINA

Tin

 

Huichang Jinshunda Tin Co., Ltd.

 

CHINA

Tin

 

Jiangxi Ketai Advanced Material Co., Ltd.

 

CHINA

Tin

 

Jiangxi Nanshan

 

CHINA

Tin

 

Kai Unita Trade Limited Liability Company

 

CHINA

Tin

 

Liuzhhou China Tin

 

CHINA

 



 

Tin

 

Magnu’s Minerais Metais e Ligas Ltda.

 

BRAZIL

Tin

 

Malaysia Smelting Corporation (MSC)

 

MALAYSIA

Tin

 

Melt Metais e Ligas S.A.

 

BRAZIL

Tin

 

Metallic Resources, Inc.

 

UNITED STATES OF AMERICA

Tin

 

Metallo Belgium N.V.

 

BELGIUM

Tin

 

Metallo Spain S.L.U.

 

SPAIN

Tin

 

Metallo-Chimique N.V.

 

BELGIUM

Tin

 

Mineração Taboca S.A.

 

BRAZIL

Tin

 

Minsur

 

PERU

Tin

 

Mitsubishi Materials Corporation

 

JAPAN

Tin

 

Modeltech Sdn Bhd

 

MALAYSIA

Tin

 

Nankang Nanshan Tin Manufactory Co., Ltd.

 

CHINA

Tin

 

Nghe Tinh Non-Ferrous Metals Joint Stock Company

 

VIET NAM

Tin

 

O.M. Manufacturing (Thailand) Co., Ltd.

 

THAILAND

Tin

 

O.M. Manufacturing Philippines, Inc.

 

PHILIPPINES

Tin

 

Operaciones Metalurgical S.A.

 

BOLIVIA

Tin

 

PT Aries Kencana Sejahtera

 

INDONESIA

Tin

 

PT Artha Cipta Langgeng

 

INDONESIA

Tin

 

PT ATD Makmur Mandiri Jaya

 

INDONESIA

Tin

 

PT Babel Inti Perkasa

 

INDONESIA

Tin

 

PT Bangka Prima Tin

 

INDONESIA

Tin

 

PT Bangka Tin Industry

 

INDONESIA

Tin

 

PT Belitung Industri Sejahtera

 

INDONESIA

Tin

 

PT Bukit Timah

 

INDONESIA

Tin

 

PT DS Jaya Abadi

 

INDONESIA

Tin

 

PT Eunindo Usaha Mandiri

 

INDONESIA

Tin

 

PT Inti Stania Prima

 

INDONESIA

Tin

 

PT Karimun Mining

 

INDONESIA

Tin

 

PT Kijang Jaya Mandiri

 

INDONESIA

Tin

 

PT Lautan Harmonis Sejahtera

 

INDONESIA

Tin

 

PT Menara Cipta Mulia

 

INDONESIA

Tin

 

PT Mitra Stania Prima

 

INDONESIA

Tin

 

PT O.M. Indonesia

 

INDONESIA

Tin

 

PT Panca Mega Persada

 

INDONESIA

Tin

 

PT Prima Timah Utama

 

INDONESIA

Tin

 

PT Refined Bangka Tin

 

INDONESIA

Tin

 

PT Sariwiguna Binasentosa

 

INDONESIA

Tin

 

PT Stanindo Inti Perkasa

 

INDONESIA

Tin

 

PT Sukses Inti Makmur

 

INDONESIA

Tin

 

PT Sumber Jaya Indah

 

INDONESIA

Tin

 

PT Tambang Timah

 

INDONESIA

Tin

 

PT Timah (Persero) Tbk Kundur

 

INDONESIA

 



 

Tin

 

PT Timah (Persero) Tbk Mentok

 

INDONESIA

Tin

 

PT Tinindo Inter Nusa

 

INDONESIA

Tin

 

PT Tommy Utama

 

INDONESIA

Tin

 

Resind Indústria e Comércio Ltda.

 

BRAZIL

Tin

 

Rui Da Hung

 

TAIWAN

Tin

 

Soft Metais Ltda.

 

BRAZIL

Tin

 

Thaisarco

 

THAILAND

Tin

 

Toboca/ Paranapenema

 

BRAZIL

Tin

 

Tuyen Quang Non-Ferrous Metals Joint Stock Company

 

VIET NAM

Tin

 

White Solder Metalurgia e Mineração Ltda.

 

BRAZIL

Tin

 

Yunnan Chengfeng Non-ferrous Metals Co., Ltd.

 

CHINA

Tin

 

Yunnan Tin Company Limited

 

CHINA

Tungsten

 

A.L.M.T. TUNGSTEN Corp.

 

JAPAN

Tungsten

 

ACL Metais Eireli

 

BRAZIL

Tungsten

 

Asia Tungsten Products Vietnam Ltd.

 

VIET NAM

Tungsten

 

ATI Tungsten Materials

 

UNITED STATES

Tungsten

 

Chaozhou Xianglu Tungsten Industry Co., Ltd.

 

CHINA

Tungsten

 

Chenzhou Diamond Tungsten Products Co., Ltd.

 

China

Tungsten

 

Chongyi Zhangyuan Tungsten Co., Ltd.

 

CHINA

Tungsten

 

Fujian Jinxin Tungsten Co., Ltd.

 

CHINA

Tungsten

 

Ganzhou Haichuang Tungsten Co., Ltd.

 

CHINA

Tungsten

 

Ganzhou Huaxing Tungsten Products Co., Ltd.

 

CHINA

Tungsten

 

Ganzhou Jiangwu Ferrotungsten Co., Ltd.

 

CHINA

Tungsten

 

Ganzhou Seadragon W & Mo Co., Ltd.

 

CHINA

Tungsten

 

Ganzhou Yatai Tungsten Co., Ltd.

 

CHINA

Tungsten

 

Global Tungsten & Powders Corp.

 

UNITED STATES OF AMERICA

Tungsten

 

Guangdong Xianglu Tungsten Co., Ltd.

 

CHINA

Tungsten

 

H.C. Starck Smelting GmbH & Co. KG

 

GERMANY

Tungsten

 

H.C. Starck Tungsten GmbH

 

GERMANY

Tungsten

 

Hunan Chenzhou Mining Group Co., Ltd.

 

CHINA

Tungsten

 

Hunan Chuangda Vanadium Tungsten Co., Ltd. Wuji

 

CHINA

Tungsten

 

Hunan Chunchang Nonferrous Metals Co., Ltd.

 

CHINA

Tungsten

 

Hydrometallurg, JSC

 

RUSSIAN FEDERATION

Tungsten

 

Japan New Metals Co., Ltd.

 

JAPAN

Tungsten

 

Jiangwu H.C. Starck Tungsten Products Co., Ltd.

 

CHINA

Tungsten

 

Jiangxi Dayu Longxintai Tungsten Co., Ltd.

 

CHINA

Tungsten

 

Jiangxi Gan Bei Tungsten Co., Ltd.

 

CHINA

Tungsten

 

Jiangxi Minmetals Gao’an Non-ferrous Metals Co., Ltd.

 

CHINA

Tungsten

 

Jiangxi Tonggu Non-ferrous Metallurgical & Chemical Co., Ltd.

 

CHINA

Tungsten

 

Jiangxi Tungsten Industry Group Co. Ltd.

 

CHINA

Tungsten

 

Jiangxi Xinsheng Tungsten Industry Co., Ltd.

 

CHINA

Tungsten

 

Jiangxi Xiushui Xianggan Nonferrous Metals Co., Ltd.

 

CHINA

 



 

Tungsten

 

Jiangxi Yaosheng Tungsten Co., Ltd.

 

CHINA

Tungsten

 

Kennametal Fallon

 

UNITED STATES OF AMERICA

Tungsten

 

Kennametal Huntsville

 

UNITED STATES OF AMERICA

Tungsten

 

Malipo Haiyu Tungsten Co., Ltd.

 

CHINA

Tungsten

 

Moliren Ltd.

 

RUSSIAN FEDERATION

Tungsten

 

Niagara Refining LLC

 

UNITED STATES OF AMERICA

Tungsten

 

Nui Phao H.C. Starck Tungsten Chemicals Manufacturing LLC

 

VIET NAM

Tungsten

 

Philippine Chuangxin Industrial Co., Inc.

 

PHILIPPINES

Tungsten

 

South-East Nonferrous Metal Company Limited of Hengyang City

 

CHINA

Tungsten

 

Tejing (Vietnam) Tungsten Co., Ltd.

 

VIET NAM

Tungsten

 

Unecha Refractory metals plant

 

RUSSIAN FEDERATION

Tungsten

 

Vietnam Youngsun Tungsten Industry Co., Ltd.

 

VIET NAM

Tungsten

 

Wolfram Bergbau und Hütten AG

 

AUSTRIA

Tungsten

 

Woltech Korea Co., Ltd.

 

KOREA, REPUBLIC OF

Tungsten

 

Xiamen Tungsten (H.C.) Co., Ltd.

 

CHINA

Tungsten

 

Xiamen Tungsten (H.C.) Co., Ltd.

 

CHINA

Tungsten

 

Xinfeng Huarui Tungsten & Molybdenum New Material Co., Ltd.

 

CHINA

Tungsten

 

Xinhai Rendan Shaoguan Tungsten Co., Ltd.

 

CHINA

 



 

Annex II

 

ANDORRA

AUSTRALIA

AUSTRIA

BELGIUM

BOLIVIA

BRAZIL

CANADA

CHINA

CZECH REPUBLIC

ESTONIA

FRANCE

GERMANY

INDIA

INDONESIA

ITALY

JAPAN

KAZAKHSTAN

KOREA, REPUBLIC OF

KYRGYZSTAN

MACEDONIA, THE FORMER YUGOSLAV REPUBLIC OF

MALAYSIA

MEXICO

NETHERLANDS

NEW ZEALAND

PERU

PHILIPPINES

POLAND

RUSSIAN FEDERATION

SAUDI ARABIA

SINGAPORE

SOUTH AFRICA

SPAIN

SUDAN

SWEDEN

SWITZERLAND

TAIWAN

THAILAND

TURKEY

UNITED ARAB EMIRATES

UNITED STATES OF AMERICA

UZBEKISTAN

VIET NAM

ZAMBIA

ZIMBABWE