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SEC Filings

DEF 14A
FIRST DATA CORP filed this Form DEF 14A on 03/15/2017
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Table of Contents
(7) No shares are pledged as security.
(8) Includes (i) 2,190,579 shares of Class A common stock, 1,900 of which are held by Frank J. Bisignano 2015 Grantor Retained Annuity Trust for which Mr. Bisignano shares voting and investment power, 325,465 of which are held by Frank J. Bisignano 2016 Grantor Retained Annuity Trust for which Mr. Bisignano shares voting and investment power, 5,800 of which are held by Mr. Bisignano’s spouse, 10,190 of which are held in accounts for the benefit of Mr. Bisignano’s children, 1,610,040 of which are restricted shares that have voting rights but not investment power but not investment power (132,189 of which will vest and be delivered within 60 days of February 1, 2017), and 139,084 of which are covered by options that are exercisable within 60 days of February 1, 2017, and (ii) 7,467,504 shares of Class B common stock, 277,134 of which are held by Frank J. Bisignano 2015 Grantor Retained Annuity Trust for which Mr. Bisignano has voting and investment power, and 5,467,231 of which are covered by options that are exercisable within 60 days of February 1, 2017.
(9) Includes (i) 427,508 restricted shares of Class A common stock that have voting, but not investment power (22,228 of which will vest and be delivered within 60 days of February 1, 2017) and 23,388 of which are covered by options that are exercisable within 60 days of February 1, 2017, and (ii) 797,403 shares of Class B common stock, 627,454 of which are covered by options that are exercisable within 60 days of February 1, 2017.
(10) Includes (i) 428,134 restricted shares of Class A common stock that have voting, but not investment power (22,353 of which will vest and be delivered within 60 days of February 1, 2017) and 23,520 of which are covered by options that are exercisable within 60 days of February 1, 2017, and (ii) 376,755 shares of Class B common stock, 210,909 of which are covered by options that are exercisable within 60 days of February 1, 2017 and 126,546 of which are restricted stock that will vest and be delivered within 60 days of February 1, 2017.
(11) Includes (i) 639,463 restricted shares of Class A common stock that have voting, but not investment power (64,619 of which will vest and be delivered within 60 days of February 1, 2017) and 67,990 of which are covered by options that are exercisable within 60 days of February 1, 2017, and (ii) 1,676,159 shares of Class B common stock, 1,245,682 of which are covered by options that are exercisable within 60 days of February 1, 2017.
(12) Includes (i) 246,395 shares of Class A common stock, 226,929 of which are restricted shares that have voting, but not investment power (13,749 of which will vest and be delivered within 60 days of February 1, 2017) and 14,466 of which are covered by options that are exercisable within 60 days of February 1, 2017, and (ii) 433,927 shares of Class B common stock, 279,123 of which are covered by options that are exercisable within 60 days of February 1, 2017.
(13) Includes (i) 114,438 shares of Class A common stock, 104,454 of which are held by a limited partnership for which Mr. Forehand shares voting and investment power and 9,984 of which are restricted shares that have voting, but not investment power (1,996 of which will vest and be delivered within 60 days of February 1, 2017), and (ii) 1,139,354 shares of Class B common stock, 991,273 of which are covered by options that are exercisable within 60 days of February 1, 2017 and 13,401 of which are restricted stock that will vest and be delivered within 60 days of February 1, 2017. Does not include 9,095 share units deferred under the Director Deferred Compensation Plan. Each unit represents the economic equivalent of one share of Class A common stock. The units become payable in cash upon termination of service as a director.
(14) Does not include 26,268 share units deferred under the Director Deferred Compensation Plan. Each unit represents the economic equivalent of one share of Class A common stock. The units become payable in cash upon termination of service as a director. For the avoidance of duplication, does not include shares owned by New Omaha Holdings L.P. described in footnote (3) above. Mr. Kravis serves as an executive of Kohlberg Kravis Roberts & Co. L.P. and/or one or more of its affiliates and disclaims beneficial ownership of the shares held by New Omaha Holdings L.P.
(15) Includes (i) 25,984 shares of Class A common stock, 10,000 of which are held by Ms. Miller’s spouse and 9,984 of which are restricted shares that have voting, but not investment power (1,996 of which will vest and be delivered within 60 days of February 1, 2017), and (ii) 110,726 shares of Class B common stock, 105,454 of which are covered by options that are exercisable within 60 days of February 1, 2017 and 3,515 of which are restricted stock that will vest and be delivered within 60 days of February 1, 2017. Does not include 16,337 share units deferred under the Director Deferred Compensation Plan. Each unit represents the economic equivalent of one share of Class A common stock.
(16) Includes (i) 10,684 shares of Class A common stock, 9,984 of which are restricted shares that have voting, but not investment power (1,996 of which will vest and be delivered within 60 days of February 1, 2017), and (ii) 110,726 shares of Class B common stock, 105,454 of which are covered by options that are exercisable within 60 days of February 1, 2017 and 3,515 of which are restricted stock that will vest and be delivered within 60 days of February 1, 2017.
(17) Includes 25,000 shares of Class A common stock that are held by a trust for the benefit of Mr. Nuttall’s family for which Mr. Nuttall shares voting and investment power. Does not include 29,643 share units deferred under the Director Deferred Compensation Plan. Each unit represents the economic equivalent of one share of Class A common stock. The units become payable in cash upon termination of service as a director. Mr. Nuttall serves as an executive of Kohlberg Kravis Roberts & Co. L.P. and/or one or more of its affiliates and disclaims beneficial

 

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