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SEC Filings

DEF 14A
FIRST DATA CORP filed this Form DEF 14A on 03/15/2017
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Table of Contents

Barry McCarthy (12)

   680,322    *   433,927    *   *

Joe W. Forehand (13)

   1,253,792    *   1,139,354    *   *

Henry R. Kravis (3)(14)

   0    -   0    -   -

Heidi G. Miller (15)

   136,710    *   110,726    *   *

James E. Nevels (16)

   121,410    *   110,726    *   *

Scott C. Nuttall (17)

   100,000    *   0    -   *

Tagar C. Olson (18)

   0    -   0    -   -

Joseph J. Plumeri (19)

   2,668,551    *   1,889,572    *   *

Barbara Yastine

   0    -   0    -   -

All directors and executive officers as a group

(23 persons) (20)

   24,233,230    6.3%   16,827,610    3.1%   3.0%

* Less than one percent

 

(1) Shares of Class B common stock are convertible into shares of Class A common stock on a one-for-one basis at any time at the option of the holder with the prior consent of First Data, upon the election of the holders of a majority of the then-outstanding shares of Class B common stock, automatically upon transfer, with certain exceptions, and upon certain other events.
(2) Percentage of total voting power represents voting power with respect to all shares of our Class A common stock and Class B common stock, as a single class. The holders of our Class B common stock are entitled to ten votes per share and holders of our Class A common stock are entitled to one vote per share.
(3) Based on information reported by New Omaha Holdings L.P. in filings with the SEC, New Omaha Holdings LLC is the general partner of New Omaha Holdings L.P., KKR 2006 Fund L.P. is the sole member of New Omaha Holdings LLC, KKR Associates 2006 L.P. is the general partner of KKR 2006 Fund L.P., KKR 2006 GP LLC is the general partner of KKR Associates 2006 L.P., KKR Fund Holdings L.P. is the designated member of KKR 2006 GP LLC, KKR Fund Holdings GP Limited is a general partner of KKR Fund Holdings L.P., KKR Group Holdings L.P. is a general partner of KKR Fund Holdings L.P. and the sole shareholder of KKR Fund Holdings GP Limited, KKR Group Limited is the general partner of KKR Group Holdings L.P., KKR & Co. L.P. is the sole shareholder of KKR Group Limited, KKR Management LLC is the general partner of KKR & Co. L.P., and Messrs. Henry R. Kravis and George R. Roberts are the designated members of KKR Management LLC. In addition, Messrs. Kravis and Roberts have been designated as managers of KKR 2006 GP LLC by KKR Fund Holdings L.P. Each of the foregoing may be deemed to be the beneficial owner of a portion of these shares and New Omaha Holdings L.P. indicated that it had shared voting and investment power over these shares. The principal business office listed for all persons (other than George R. Roberts) is c/o Kohlberg Kravis Roberts & Co. L.P., 9 West 57th Street, Suite 4200, New York, NY 10019. The principal business office listed for George R. Roberts is c/o Kohlberg Kravis Roberts & Co. L.P., 2800 Sand Hill Road, Suite 200, Menlo Park, CA 94025.
(4) Based on information reported by FMR LLC and Abigail P. Johnson on a Schedule 13G/A filed with the SEC on February 14, 2017. FMR LLC indicated that as of December 30, 2016 it had sole voting power over 2,734,897 of these shares and sole investment power over all of these shares. FMR LL listed its address as 245 Summer Street, Boston, MA 02210.
(5) Based on information reported by The Vanguard Group on a Schedule 13G/A filed with the SEC on February 10, 2017. The Vanguard Group indicated that as of December 31, 2016 it had sole voting power over 223,483 of these shares, shared voting power over 70,700 of these shares, sole investment power over 29,638,958 of these shares, and shared investment power over 271,583 of these shares. The Vanguard Group listed its address as 100 Vanguard Blvd., Malvern, PA 19355.
(6) Based on information provided in a Schedule 13G filed jointly on February 14, 2017 by Trident V, L.P., Trident Capital V, L.P., Trident V Parallel Fund, L.P., Trident Capital V-PF, L.P., Trident V Professionals Fund, L.P., Stone Point GP Ltd., Trident Public Equity LP, Trident Public Equity GP LLC, and Stone Point Capital LLC. Trident V, L.P., Trident Capital V, L.P., Trident V Parallel Fund, L.P., Trident Capital V-PF, L.P., Trident V Professionals Fund, L.P., Stone Point GP Ltd., Trident Public Equity LP, and Trident Public Equity GP LLC indicated that as of December 31, 2016 each had shared investment and voting power over these shares and Stone Point Capital LLC indicated that as of December 31, 2016 it had shared voting power over these shares. The principal address for Trident V, L.P., Trident Capital V, L.P., Trident V Parallel Fund, L.P., Trident Capital V-PF, L.P., Trident V Professionals Fund, L.P., Stone Point GP Ltd., Trident Public Equity LP, and Trident Public Equity GP LLC is c/o Stone Point Capital LLC at its principal address, which is 20 Horseneck Lane, Greenwich, CT 06830.

 

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